High-Touch, Personal Support to Independent Financial Representatives in the Midwest and Across the Country…Discover our Difference!

A successful broker-dealer places service for its representatives as its top priority. To truly excel, the broker-dealer’s service must be exceptional. Sigma Financial Corporation has identified over the years that while most firms may provide similar products, platforms, and service, it is the level of that service and the dedication of their service staff that sets them apart from one another. We know that when our reps are successful, we are successful.

Our Five Differentiators:

  1. We have built a company culture based on delivering industry award-winning service for the last three decades.
  2. With over 1,000 representatives combined between the two firms, we have a large enough footprint from an economy-of-scale perspective to be competitive in the broader marketplace, while still remaining small enough to “deliver” the personal and responsive service that our representatives deserve.
  3. Through our caring staff of over 100 back office employees averaging over 9 years of industry experience, we are able to provide comprehensive financial planning tools, solutions, services, and thought leadership to support our representatives’ efforts in guiding their clients toward financial success.
  4. We believe that by creating personal relationships with our representatives from day one and really taking the time to learn their businesses, we can proudly say, we invest in people.
  5. Dedicated back office support and unparalleled service are what makes success possible. When you can demonstrate your devotion and true partnership with someone, success inevitably follows.




2018 Social Media Summer School

Are you utilizing social media as one of your marketing tools? You should! Our Director of Social Media Development, Sheryl Brown, has assisted thousands in the financial services community with their social and digital media strategies. She is conducting a “Sigma/Parkland Social Summer School” series of webinars to help advisers utilize social media to a fuller extent. Take advantage of Continue Reading

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